Personnel SFC Licences and HKMA Registrations (ID 32063335)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2024-07-15	-
	RO	Advising on securities	2024-07-15	-
	RO	Dealing in futures contracts	2024-07-15	-
	RO	Dealing in securities	2024-07-15	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.