| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-06-18 | 2023-11-23 |
| RO | Dealing in securities | 2019-06-18 | 2023-11-23 | |
| RO | Advising on corporate finance | 2015-04-08 | 2023-11-23 | |
| RO | Advising on securities | 2014-09-22 | 2023-11-23 | |
| RO | Asset management | 2014-09-22 | 2023-11-23 | |
| Rep | Advising on securities | 2014-09-17 | 2014-09-22 | |
| Rep | Asset management | 2014-09-17 | 2014-09-22 | |
| Rep | Dealing in futures contracts | 2014-09-17 | 2015-04-08 | |
| Rep | Dealing in securities | 2014-09-17 | 2015-04-08 | |
| ASIA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2009-05-12 | 2014-09-01 |
| Rep | Advising on securities | 2009-05-12 | 2014-09-01 | |
| Rep | Asset management | 2009-05-12 | 2014-09-01 | |
| RO | Advising on corporate finance | 2005-09-05 | 2008-11-07 | |
| RO | Advising on securities | 2005-09-05 | 2008-11-07 | |
| RO | Asset management | 2005-09-05 | 2008-11-07 |
No HKMA registrations in the collected records.