Personnel SFC Licences and HKMA Registrations (ID 32120292)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2024-11-29	-
	Rep	Dealing in securities	2024-11-29	-
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2024-07-29	2024-11-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.