Personnel SFC Licences and HKMA Registrations (ID 32120296)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-10-16	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2024-07-29	2026-07-04
	Rep	Dealing in securities	2024-07-29	2026-07-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.