Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 32145455)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED
Rep
Advising on securities
2026-03-19
-
Rep
Advising on securities
2024-08-06
2026-03-18