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Kaiser, Ann-Katrin Hong Kong SFC License Details (ID 32179321)
Kaiser, Ann-Katrin
SFC ID:
BVH063
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS Asset Management (Hong Kong) Limited
Rep
Advising on securities
2024-08-09
2024-08-13
Rep
Dealing in securities
2024-08-09
2024-08-13