Personnel SFC Licences and HKMA Registrations (ID 32186904)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2026-09-18	-
	Rep	Dealing in securities	2026-09-18	-
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2024-08-12	2026-08-11
	Rep	Dealing in securities	2024-08-12	2026-08-11
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2024-08-12	2026-08-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.