Personnel Hong Kong SFC License Details (ID 32212440)

Personnel Hong Kong SFC License Details (ID 32212440)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2025-09-08	2025-09-26
	Rep	Dealing in securities	2025-09-08	2025-09-26
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2025-09-08	2025-09-26
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2025-06-09	2025-09-05
	Rep	Dealing in securities	2025-06-09	2025-09-05
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2025-06-09	2025-09-05
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2024-08-19	2024-09-09
	Rep	Dealing in securities	2024-08-19	2024-09-09