Personnel SFC Licences and HKMA Registrations (ID 32213011)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Securities (Hong Kong) Limited	Rep	Dealing in futures contracts	2026-11-02	-
	Rep	Dealing in securities	2026-11-02	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-02-17	2026-10-26
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2024-08-19	2026-10-26
	Rep	Dealing in securities	2024-08-19	2026-10-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.