Personnel SFC Licences and HKMA Registrations (ID 32220544)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2025-07-02	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2025-07-02	-
	Rep	Dealing in securities	2025-07-02	-
Fosun International Asset Management Limited	Rep	Asset management	2024-08-19	2025-05-06
Fosun International Securities Limited	Rep	Advising on securities	2024-08-19	2025-05-06
	Rep	Dealing in securities	2024-08-19	2025-05-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.