| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2026-07-23 | - |
| Rep | Dealing in securities | 2026-07-23 | - | |
| TFI Asset Management Limited | Rep | Advising on futures contracts | 2025-03-27 | 2026-01-31 |
| Rep | Advising on securities | 2025-03-27 | 2026-01-31 | |
| Rep | Asset management | 2025-03-27 | 2026-01-31 | |
| TFI Capital Limited | Rep | Advising on corporate finance | 2024-08-21 | 2025-03-27 |
| TFI Securities and Futures Limited | Rep | Dealing in securities | 2024-08-21 | 2025-03-27 |
No HKMA registrations in the collected records.