Personnel SFC Licences and HKMA Registrations (ID 32228449)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-10-27	-
	Rep	Advising on securities	2026-10-27	-
	Rep	Dealing in securities	2026-10-27	-
TFI Capital Limited	Rep	Advising on corporate finance	2025-07-23	2026-09-30
TFI Securities and Futures Limited	Rep	Dealing in securities	2025-07-23	2026-09-30
	Rep	Advising on securities	2024-08-21	2026-02-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.