Personnel SFC Licences and HKMA Registrations (ID 32237741)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2026-11-05	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2025-10-21	2026-10-08
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2024-08-23	2025-07-23
	Rep	Dealing in securities	2024-08-23	2025-07-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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