Personnel SFC Licences and HKMA Registrations (ID 32256417)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-10-27	-
	Rep	Advising on securities	2026-10-27	-
	Rep	Dealing in securities	2026-10-27	-
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2026-02-04	2026-10-04
	Rep	Dealing in securities	2026-02-04	2026-10-04
Lego Corporate Finance Limited	Rep	Advising on corporate finance	2024-08-27	2026-01-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.