Personnel SFC Licences and HKMA Registrations (ID 32256464)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2026-10-02	-
	Rep	Dealing in securities	2026-10-02	-
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2024-08-28	2026-08-14
	Rep	Dealing in securities	2024-08-28	2026-08-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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