Liu, Chang (SFC:BVI355) 刘畅

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2024-11-22	-
	Rep	Dealing in securities	2024-11-22	-
	Rep	Dealing in securities	2024-09-17	2024-09-20
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2024-09-17	2024-09-20
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-08-27	2024-08-30
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2024-08-27	2024-08-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2024-11-22	-
	Rep	Dealing in securities	2024-11-22	-
	Rep	Dealing in securities	2024-09-17	2024-09-20
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2024-09-17	2024-09-20
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-08-27	2024-08-30
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2024-08-27	2024-08-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.