Personnel SFC Licences and HKMA Registrations (ID 32272354)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2025-08-13	-
	Rep	Asset management	2025-08-13	-
	Rep	Dealing in securities	2025-08-13	-
Solo Asset Management Limited	Rep	Asset management	2024-09-02	2025-02-21
Solo Securities Limited	Rep	Advising on securities	2024-09-02	2025-02-21
	Rep	Dealing in securities	2024-09-02	2025-02-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.