Personnel SFC Licences and HKMA Registrations (ID 32327037)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lion Global Financial Limited	Rep	Advising on securities	2025-10-02	-
	Rep	Dealing in securities	2025-10-02	-
Goldhorse Securities Limited	Rep	Advising on securities	2025-06-18	2025-08-19
	Rep	Dealing in securities	2025-06-18	2025-08-19
Lion Global Financial Limited	Rep	Advising on securities	2024-09-13	2025-03-18
	Rep	Asset management	2024-09-13	2025-03-18
	Rep	Dealing in securities	2024-09-13	2025-03-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.