Lee, Nien Ying 李念穎 SFC Licences and HKMA Registrations (ID 32335047)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2025-02-07	-
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2024-09-16	2024-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.