Lo, Tsz Ying (SFC:BVI961) 盧芷瑩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-09-20	-
	Rep	Asset management	2024-09-20	-
	Rep	Dealing in securities	2024-09-20	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-09-20	-
	Rep	Asset management	2024-09-20	-
	Rep	Dealing in securities	2024-09-20	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-09-20	-
	Rep	Asset management	2024-09-20	-
	Rep	Dealing in securities	2024-09-20	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-09-20	-
	Rep	Asset management	2024-09-20	-
	Rep	Dealing in securities	2024-09-20	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.