Personnel Hong Kong SFC License Details (ID 32367486)

Personnel Hong Kong SFC License Details (ID 32367486)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2026-08-07	-
	Rep	Dealing in securities	2026-08-07	-
CMB International Capital Limited	Rep	Advising on corporate finance	2025-05-12	2026-07-02
	Rep	Dealing in securities	2025-05-12	2026-07-02
CMB International Global Markets Limited	Rep	Dealing in securities	2025-05-12	2026-07-02
CMB International Securities Limited	Rep	Dealing in securities	2025-05-12	2026-07-02
CMB International Capital Limited	Rep	Advising on corporate finance	2024-09-23	2024-12-13
	Rep	Dealing in securities	2024-09-23	2024-12-13