Personnel SFC Licences and HKMA Registrations (ID 32413350)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	RO	Advising on securities	2026-03-06	-
	RO	Dealing in securities	2026-03-06	-
BANK OF COMMUNICATIONS TRUSTEE LIMITED	RO	Providing depositary services for relevant collective investment schemes	2024-10-02	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.