Personnel SFC Licences and HKMA Registrations (ID 32425790)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2025-10-22	-
	Rep	Dealing in securities	2025-07-16	2025-07-27
	Rep	Dealing in securities	2025-02-20	2025-02-28
	Rep	Dealing in securities	2024-10-10	2024-10-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.