Personnel SFC Licences and HKMA Registrations (ID 32457907)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2026-10-23	-
	Rep	Dealing in securities	2026-10-23	-
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2025-11-20	2026-09-21
	Rep	Advising on securities	2025-11-20	2026-09-21
	Rep	Dealing in futures contracts	2025-11-20	2026-09-21
	Rep	Dealing in securities	2025-11-20	2026-09-21
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2024-10-14	2025-09-29
	Rep	Dealing in securities	2024-10-14	2025-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.