Personnel Hong Kong SFC License Details (ID 32491339)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on securities	2025-09-16	-
	RO	Dealing in futures contracts	2025-09-16	-
	RO	Dealing in securities	2025-09-16	-
	Rep	Dealing in futures contracts	2024-10-21	2025-09-16
	Rep	Dealing in securities	2024-10-21	2025-09-16