Personnel SFC Licences and HKMA Registrations (ID 32491400)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2026-04-24	-
	Rep	Dealing in securities	2026-04-24	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2025-11-06	2026-03-04
	Rep	Dealing in securities	2025-11-06	2026-03-04
CSC SECURITIES (HK) LIMITED	Rep	Advising on securities	2024-10-21	2025-08-30
	Rep	Dealing in securities	2024-10-21	2025-08-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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