Personnel SFC Licences and HKMA Registrations (ID 32509901)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2026-05-05	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2024-10-24	2026-04-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.