Personnel Hong Kong SFC License Details (ID 32529121)

Personnel Hong Kong SFC License Details (ID 32529121)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2026-09-03	-
	Rep	Dealing in securities	2026-09-03	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2026-09-03	-
Goldhorse Securities Limited	Rep	Advising on securities	2025-12-01	2026-08-12
	Rep	Dealing in securities	2025-12-01	2026-08-12
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2025-03-24	2026-08-12
	Rep	Dealing in securities	2025-03-24	2026-08-12
Gentleman Capital Limited	Rep	Advising on securities	2024-10-29	2025-03-03
	Rep	Asset management	2024-10-29	2025-03-03