Personnel SFC Licences and HKMA Registrations (ID 32541292)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-04-28	-
	Rep	Advising on securities	2026-04-28	-
	Rep	Dealing in securities	2026-04-28	-
China Sunrise Capital Limited	Rep	Advising on corporate finance	2024-10-31	2026-01-22
China Sunrise Securities (International) Limited	Rep	Dealing in securities	2024-10-31	2026-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.