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Williams, Mark (SFC:BVF820) SFC Licences and HKMA Registrations (ID 32619570)
Williams, Mark (SFC:BVF820)
SFC ID:
BVF820
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
ST. JAMES'S PLACE (HONG KONG) LIMITED
Rep
Advising on securities
2024-11-18
-
Rep
Asset management
2024-11-18
-
Rep
Dealing in securities
2024-11-18
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.