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Personnel Hong Kong SFC License Details (ID 32623932)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SPECTRUM FINANCE LIMITED (HK)
RO
Advising on securities
2025-07-08
2026-06-01
RO
Asset management
2025-07-08
2026-06-01
Rep
Advising on securities
2024-11-19
2025-07-08
Rep
Asset management
2024-11-19
2025-07-08