Personnel SFC Licences and HKMA Registrations (ID 32640890)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Capital Limited	Rep	Advising on corporate finance	2026-06-15	-
	Rep	Dealing in securities	2026-06-15	-
CMB International Securities Limited	Rep	Dealing in securities	2024-11-22	2026-01-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.