Personnel SFC Licences and HKMA Registrations (ID 32697672)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Re Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2026-09-29	-
	Rep	Asset management	2026-09-29	-
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2024-12-06	2026-07-06
	Rep	Asset management	2024-12-06	2026-07-06
	Rep	Dealing in securities	2024-12-06	2026-07-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.