| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Venture Smart Asia Limited | RO | Advising on securities | 2026-03-09 | - |
| RO | Asset management | 2026-03-09 | - | |
| RO | Dealing in securities | 2026-03-09 | - | |
| GEO Securities Limited | RO | Asset management | 2018-03-21 | 2025-11-07 |
| RO | Advising on securities | 2014-05-07 | 2025-11-07 | |
| RO | Dealing in securities | 2013-07-23 | 2025-11-07 | |
| Brilliant Norton Securities Company Limited | RO | Advising on securities | 2011-12-01 | 2013-01-31 |
| RO | Dealing in securities | 2011-12-01 | 2013-01-31 | |
| FULBRIGHT SECURITIES LIMITED | RO | Advising on securities | 2010-05-18 | 2011-04-01 |
| FULBRIGHT FUTURES LIMITED | RO | Dealing in futures contracts | 2009-04-29 | 2011-04-01 |
| Rep | Dealing in futures contracts | 2006-02-02 | 2009-04-29 | |
| FULBRIGHT SECURITIES LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2004-11-30 |
| RO | Advising on securities | 2003-04-01 | 2004-11-30 | |
| RO | Asset management | 2003-04-01 | 2004-11-30 | |
| RO | Providing automated trading services | 2003-04-01 | 2004-11-30 | |
| RO | Dealing in securities | 2003-04-01 | 2011-04-01 |
No HKMA registrations in the collected records.