Personnel SFC Licences and HKMA Registrations (ID 32720045)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CTBC Asia Limited	Rep	Advising on securities	2025-11-03	-
	Rep	Asset management	2025-11-03	-
	Rep	Dealing in securities	2025-11-03	-
Aden Financial Group Limited	Rep	Advising on securities	2024-12-11	2025-10-09
	Rep	Asset management	2024-12-11	2025-10-09
	Rep	Dealing in securities	2024-12-11	2025-10-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.