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Smith, Charles Adam (SFC:BVW938) Hong Kong SFC License Details (ID 33018026)
Smith, Charles Adam (SFC:BVW938)
SFC ID:
BVW938
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in futures contracts
2025-02-20
-
Rep
Dealing in securities
2025-02-20
-