Personnel SFC Licences and HKMA Registrations (ID 33129969)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Dealing in futures contracts	2026-08-10	-
	Rep	Dealing in securities	2026-08-10	-
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2026-01-14	2026-07-10
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2026-01-14	2026-07-10
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2025-05-22	2025-12-23
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2025-05-22	2025-12-23
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2025-03-14	2025-05-02
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-03-14	2025-05-02
	Rep	Dealing in securities	2025-03-14	2025-05-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.