Personnel SFC Licences and HKMA Registrations (ID 33139001)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun International Securities Limited	Rep	Advising on securities	2025-12-15	-
	Rep	Dealing in securities	2025-12-15	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2025-03-17	2025-10-22
	Rep	Dealing in futures contracts	2025-03-17	2025-10-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-03-17	2025-10-22
	Rep	Dealing in securities	2025-03-17	2025-10-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.