Personnel SFC Licences and HKMA Registrations (ID 33166269)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2026-11-12	-
	Rep	Dealing in securities	2026-11-12	-
BNP PARIBAS ASSET MANAGEMENT APAC LIMITED	Rep	Advising on securities	2025-03-21	2025-03-26
	Rep	Dealing in securities	2025-03-21	2025-03-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.