Personnel Hong Kong SFC License Details (ID 33196)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Venture Smart Asia Limited	RO	Advising on securities	2026-03-10	-
	RO	Asset management	2026-03-10	-
	RO	Dealing in securities	2026-03-10	-
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2025-09-01	2025-10-01
	Rep	Asset management	2025-09-01	2025-10-01
	Rep	Dealing in securities	2025-09-01	2025-10-01
	Rep	Advising on securities	2025-07-14	2025-08-31
	Rep	Asset management	2025-07-14	2025-08-31
	Rep	Dealing in securities	2025-07-14	2025-08-31
Emperio Securities and Assets Management Limited	RO	Advising on securities	2019-03-15	2025-07-07
	RO	Asset management	2019-03-15	2025-07-07
	RO	Dealing in securities	2019-03-15	2025-07-07
	Rep	Advising on securities	2019-01-25	2019-03-15
	Rep	Asset management	2019-01-25	2019-03-15
	Rep	Dealing in securities	2019-01-25	2019-03-15
ARTA GLOBAL MARKETS LIMITED	RO	Advising on securities	2018-01-16	2019-01-01
	RO	Asset management	2018-01-16	2019-01-01
	RO	Dealing in securities	2017-05-05	2019-01-01
Arta Global Futures Limited	Rep	Dealing in futures contracts	2017-04-07	2019-01-01
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-04-07	2017-05-05
Bright Smart Asset Management Limited	RO	Asset management	2012-03-26	2017-02-28
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Providing automated trading services	2012-03-12	2017-02-28
	RO	Advising on securities	2009-10-05	2017-02-28
	RO	Dealing in securities	2008-11-27	2017-02-28
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2008-10-09	2017-02-28
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2008-10-09	2008-11-27
ZHONGRONG PT FINANCE LIMITED	RO	Asset management	2006-05-30	2008-10-08
PEACE TOWN FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2008-10-08
	Rep	Asset management	2003-04-01	2008-10-08
	Rep	Dealing in futures contracts	2003-04-01	2008-10-08
ZHONGRONG PT FINANCE LIMITED	RO	Advising on securities	2003-04-01	2008-10-08
ZHONGRONG PT SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2003-12-15
	RO	Advising on securities	2003-04-01	2008-10-08
	RO	Asset management	2003-04-01	2008-10-08
	RO	Dealing in securities	2003-04-01	2008-10-08