Personnel Hong Kong SFC License Details (ID 33260)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICG Asia Pacific Limited	RO	Dealing in securities	2020-09-14	-
	Rep	Advising on securities	2013-02-07	2020-10-12
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-04-26	2012-08-31
	Rep	Asset management	2010-04-26	2012-08-31
	RO	Advising on securities	2005-07-20	2010-04-26
	RO	Asset management	2005-07-20	2010-04-26