Personnel Hong Kong SFC License Details (ID 33268)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ninety One Hong Kong Limited	RO	Dealing in futures contracts	2023-09-13	-
	RO	Asset management	2019-05-14	-
	RO	Advising on securities	2019-01-02	-
	RO	Dealing in securities	2019-01-02	-
	Rep	Advising on securities	2018-11-01	2019-01-02
	Rep	Dealing in securities	2018-11-01	2019-01-02
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2017-10-09	2018-10-05
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2017-10-09	2018-10-05
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Advising on securities	2015-01-19	2018-10-05
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2014-04-11	2017-10-09
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-04-11	2017-10-09
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2014-04-11	2018-10-05
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2014-04-11	2018-10-05
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2013-01-25	2014-03-25
	Rep	Dealing in securities	2013-01-25	2014-03-25
FIL Investment Management (Hong Kong) Limited	RO	Advising on securities	2008-03-26	2008-05-07
	RO	Dealing in securities	2008-03-26	2008-05-07
	Rep	Advising on securities	2007-06-28	2008-03-26
	Rep	Asset management	2007-06-28	2008-05-07
	Rep	Advising on corporate finance	2003-04-01	2004-10-20
	Rep	Advising on securities	2003-04-01	2004-10-20
	Rep	Asset management	2003-04-01	2004-10-20
	Rep	Dealing in securities	2003-04-01	2008-03-26