Personnel SFC Licences and HKMA Registrations (ID 33284854)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2026-09-02	-
	Rep	Dealing in securities	2026-09-02	-
Sumitomo Mitsui Trust (Hong Kong) Limited	Rep	Advising on securities	2025-04-14	2026-07-31
	Rep	Asset management	2025-04-14	2026-07-31
	Rep	Dealing in securities	2025-04-14	2026-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.