Personnel Hong Kong SFC License Details (ID 33292)

Personnel Hong Kong SFC License Details (ID 33292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRIME COURAGE SECURITIES COMPANY LIMITED	RO	Dealing in securities	2016-10-26	-
	Rep	Dealing in securities	2016-08-10	2016-10-26
LEI SHING HONG SECURITIES LIMITED	RO	Dealing in securities	2014-10-15	2016-08-01
LEI SHING HONG FINANCE LIMITED	Rep	Securities margin financing	2006-09-18	2014-12-31
LEI SHING HONG SECURITIES LIMITED	Rep	Dealing in securities	2006-08-03	2014-10-15
GLOBAL CREDIT SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2003-10-27
	RO	Advising on securities	2003-04-01	2003-10-27
	RO	Asset management	2003-04-01	2003-10-27
	RO	Dealing in securities	2003-04-01	2006-07-31