Personnel Hong Kong SFC License Details (ID 33395)

Personnel Hong Kong SFC License Details (ID 33395)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Central China International Futures Company Limited	RO	Advising on futures contracts	2017-08-29	2023-08-17
	RO	Dealing in futures contracts	2017-08-29	2023-08-17
Central China International Securities Co., Limited	RO	Advising on securities	2016-07-14	2025-06-21
	RO	Dealing in securities	2015-07-13	2025-06-21
CHARLESWIN BULLION LIMITED	Rep	Dealing in futures contracts	2012-05-25	2015-04-30
YICKO SECURITIES LIMITED	RO	Dealing in securities	2005-08-31	2015-04-30
YICKO FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-06-01
	Rep	Asset management	-	2004-06-01
	Rep	Dealing in futures contracts	-	2004-06-01
YICKO SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-07-20
	Rep	Advising on securities	-	2004-07-20
	Rep	Asset management	-	2004-07-20
	Rep	Dealing in securities	-	2005-08-31