Personnel SFC Licences and HKMA Registrations (ID 33403438)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Harbour International Asset Management Limited	Rep	Advising on securities	2026-08-11	-
	Rep	Asset management	2026-08-11	-
China Harbour International Securities Limited	Rep	Dealing in securities	2026-08-11	-
ZHU KUAN INTERNATIONAL FINANCIAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2025-05-08	2026-07-13
	Rep	Asset management	2025-05-08	2026-07-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.