Personnel SFC Licences and HKMA Registrations (ID 33408992)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2025-05-09	-
	Rep	Dealing in securities	2025-05-09	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ6841

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BNP PARIBAS	Dealing in securities	Non-EO	CORPORATE AND INSTITUTIONAL BANKING	2025-11-29	—	Current
BNP PARIBAS	Dealing in securities	Non-EO	—	2025-05-14	2025-11-08	Former