Personnel SFC Licences and HKMA Registrations (ID 33433349)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2026-11-06	-
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2025-05-14	2026-09-27
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2025-05-14	2026-09-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.