Personnel SFC Licences and HKMA Registrations (ID 33450450)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2026-10-05	-
	Rep	Advising on securities	2026-10-05	-
	Rep	Dealing in securities	2026-10-05	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2025-05-19	2026-04-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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