Personnel Hong Kong SFC License Details (ID 33472734)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Basis Asset Management Limited	Rep	Advising on securities	2026-09-25	-
	Rep	Asset management	2026-09-25	-
Dynasty Alliance Investment Management Limited	Rep	Advising on securities	2025-05-22	2026-08-07
	Rep	Asset management	2025-05-22	2026-08-07